- Archegos and marking academic literature to reality
- Stock Exchange Outages
- A preemptive recapitalization of the Indian financial sector
- Stock markets during lockdown
- European exchange trading hours and India
- New Zealand goes ahead on bank capital
- Legal theory of finance redux
- Reserve Bank of India’s flip-flops on floating rate benchmarks
- When do algorithms violate the law
- A petty money dispute holds market to ransom
- US wants to nurture single stock futures
- Korean derivatives reforms come full circle
- Indian banks: quiescent shareholders and activist regulators
- Regulation as Pigouvian stealth taxation
- SEC Regulatory Overreach
- Surveillance by countervailing power
- How insider trading laws became the crooks' best friend
- Markets that are Too Big To Fail (TBTF)
- Equity Derivatives versus Cash Equities in India
- The SEC and The DAO
- Libor and Nash Equilibria
- Secret deals between exchanges and traders: securities fraud implications
- Uberization or not of finance
- Predicting human behaviour is legal, predicting machines is not?
- SEBI's silly rule on celebrities
- SEBI should be more proactive in disclosing regulatory information
- SEBI's Social-Media Regulatory Overreach
- Regulatory priority: punish, deter or protect?
- Does Regulation Crowd out Private Ordering and Reputational Capital?
- CNBC Interview on Mutual Funds
- Why waste taxpayer money to enforce stupid exchange rules?
- Have Indian banks gone berserk on FATCA?
- Potential self-trades are worse than actual self-trades
- Distrust and cross-check
- Twitter or Newswires: Are regulators behind the curve?
- Interview in Bloomberg TV
- US corporate disclosure delays
- Could payments banks eat the private banks' CASA lunch?
- Amtek Auto and Mutual Funds: Use Side Pockets, not Gates
- We must not mandate retention of all digital communications
- Revolving door and favouring future employers
- On may versus must and suits versus geeks
- The politics of SEC enforcement or is it data mining?
- FCA Clifford Chance Report Part II: The Menace of Selective Briefing
- Regulatory capture is a bigger issue than botched communications
- Unwarranted complacency about regulated financial entities
- On fickle foreign direct investment and patient foreign portfolio capital
- Regulatory overreach: SEBI definition of research analyst
- Waiting for a national stock market in India
- Why central banks should not regulate markets
- Insider trading inside the regulator
- Edgar for Humans: Where individual effort trumps mighty organizations
- Rating Agencies: What changed in 2000s?
- Clearing of OTC Derivatives
- The Pharoah's funeral plans
- Rakoff on financial crisis prosecutions
- Legal theory of finance
- Non discretionary portfolio management
- Consumer protection may be a bigger issue than systemic risk
- What is the worth of net worth?
- CBOE 2013 versus BSE 1993
- Macroprudential policy or financial repression
- Financial Sector Legislative Reforms Commission
- Big data crushes the regulators
- Pamper the consumers or the computer programmers?
- Financial stability, financial resilience and systemic risk
- When regulation collides with free speech
- What is front running?
- Is finance dumbing us down?
- On rating Rembrandts
- Selective Price Sensitive Disclosure by Government Functionaries
- Accountable algorithms
- Minimum balance at risk for all safe assets
- Questioning the benefits of 1930s US securities reforms
- Regulation as a response to state failure
- Elected Regulators
- Disclosure of risk factors
- US Department of Labour degrades BLS data releases
- Exit policy for financial institutions
- Crowd sourcing official statistics
- Pricing of liquidity
- RBS and ABN Amro Due Diligence
- Basel III: The German (or rather Sinn) Finish
- The UK Finish versus the Swiss Finish
- Banking index option spreads during the crisis
- RBI Report on Financial Holding Companies
- When is an algorithm not an algorithm?
- BCG Report on Organizational Reform of SEC
- Using options to evade futures position limits
- Bernanke pontificates about political systems
- Hard to act against systemic risk
- Goodhart's law and leverage ratios
- Stock Exchange Regulation and Competition
- Loss absorbency of regulatory capital
- RBI on new bank licences in India
- Time stamping by stock exchanges
- SEC No Action Letter on Rating Non Disclosure
- Time for a Financial Sector Appellate Tribunal
- Is UK imitating Ireland on Financial Regulation?
- How do regulators cope with terabytes of data?
- Goldman Sachs and the economic function of investment banks
- Principles versus rules: HSBC Mutual Fund in India
- SEBI, IRDA and the courts
- The SEC and the Python
- IFRS in the Indian financial sector: Regulatory Capture?
- Indian Financial Stability and Development Council
- Report on Rating Agency Regulation in India
- Regulation by placebo
- Regulation of mutual funds
- SEC under Schapiro after one year
- The Volcker rule
- More on OTC derivatives
- Regulation of OTC Derivatives
- Letting large banks fail
- How broken are the OTC markets?
- Principles based securities regulation
- Payment and Settlement Systems
- SEC Division of Risk, Strategy, and Financial Innovation
- SEC response to Madoff failure
- Mumbai elections: Do machines need a holiday?
- SEC formalizes bail out of fat fingers
- Basel Committee captured
- More on Debt Management Office and the Reserve Bank of India
- Debt Management Office and the Reserve Bank of India
- UK proposal for consumer guidance in financial services
- Incentives of regulators and supervisors
- Indian government clings to obsolete categories of financial intermediaries
- US fondness for ratings continues
- Rethinking SEBI Pricing Guidelines
- Obama's Financial Reforms and Rajan Committee
- Stocktaking on the use of credit ratings
- Bankers’ pay and incentives
- Satyam sale and the walk away option
- Indian Financial Sector Self Assessment Report
- Is there any such thing as macro-prudential risk?
- Replacing the Maytas board is not warranted
- Takeover code exemption for Satyam
- What if Markopolos had blogged?
- Towards a new takeover code
- Markopolos on the SEC
- Open offer price: CNBC Interview
- Basel is fighting the last war and that rather badly
- More on Siemens
- Siemens related party transaction
- Satyam: old lies and new truth or new lie?
- Satyam and accounting regulation
- Saytam: why government needs to act now
- Satyam requires government intervention
- Madoff, Markopolos and the SEC
- Irish takeover panel snubs its own government
- Good Moves by SEBI
- Show me the balance sheet
- Mutual funds cannot borrow their way out of redemption trouble
- SEC Audit Report on Bear Stearns
- Towards a market only for buyers
- Visible benefits of margining FIIs
- Catastrophe bonds to recapitalize banking system
- Faster rights issues in India
- Insider Trading by Underwriters
- Y V Reddy on Indian Financial Stability
- Non-use of ratings in SEC regulations
- Where is London's alleged light touch?
- Offmarket transactions on the exchange for tax reasons
- Takeover disclosures and cash settled derivatives
- Reforming the rating agencies
- Is this the beginning of the end of credit rating?
- XBRL - Is India missing the bus?
- Unbundling derivatives clearing from trading
- Margin Changes in Exchange Traded Derivatives
- Will Stoneridge save the banks and the rating agencies?
- SEBI loses case on misleading recommendations
- Short selling moves closer to reality
- Short Selling at Long Last?
- SEC Admits that it Rigged Share Prices!
- Financial markets and financial information
- Can governments be trusted with financial data?
- New Derivative Products in India
- Quiet Period in US Public Offerings
- Can SEBI be more transparent?
- Bank of England U-Turn
- Bank of England analysis of turbulence in inter bank liquidity
- SEBI proposes fast track issuance of securities
- US regulatory framework and light touch regulation
- SEBI Report on Dedicated Infrastructure Funds
- Australian court rules that Chinese walls need not be perfect
- Problems in US regulation of public offerings
- US SEC abolishes the uptick rule
- PIPE deals as regulatory arbitrage
- Spitzer Commission on Financial Regulation
- SEC wants to hurt stock spammers
- Reducing frauds in dematerialized share transfers
- Principles based regulation and industry guidance
- SEC Approves Curious ESOP Securities
- US Capital Market Regulation
- UK Bill about Light Touch Regulation of Exchanges
- SEBI Disgorgement Order - Response to Comments
- SEBI Disgorgement Order
- XBRL and Financial Statement Preparation
- US CFTC Policy on Foreign Exchanges: Lessons for India
- UK Regulation of US Energy Markets
- Nasdaq, LSE, Cadbury Schweppes and extra-territoriality
- Quattrone and Regulating Initial Public Offerings
- Financial Regulators and the Media
- Hedge funds are not unregulated!
- Does it take three years to register securities?
- IPO Quiet Periods
- FSA as a Regulatory Role Model
- Partnoy on Rating Agencies
- Australian Insider Trading Case against Citigroup
- London and New York
- Informed trading or insider trading
- Advantages of Single Regulator
- Reliance Demerger as Backdoor Delisting
- Leverage in banks and derivatives
- Best Price Rule in Takeovers
- Trading Error at BSE, India
- Short selling in India
- Suing or Regulating Rating Agencies
- Private Sector Watchdogs: Reputational Capital and Financial Capital
- Negligence, Misfeasance and Private Sector Watchdogs
- Regulators Shooting Their Mouth Off
- T+1 Settlement of Securities Trades
- Hedge Fund Frauds
- Is a fraud an offence only if there is a foreign listing?
- HealthSouth and Whistle Blower Protection
- Transparency in Bond Trading
- FSA Fine on Citigroup is total nonsense
- MCI-Verizon: Some shareholders are more equal than others